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PAILHOLE, SEBASTIEN ABEL RAYMOND

HKMA AI5143HKMA Relevant IndividualCurrently registeredExecutive Officer

PAILHOLE, SEBASTIEN ABEL RAYMOND (HKMA registration number AI5143) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 1 Type 1: dealing in securitiesYesHEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC2020-09-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 4 Type 4: advising on securitiesYesHEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC2020-09-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 6 Type 6: advising on corporate financeYesHEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC2020-09-25

Business Address

Registered InstitutionSFC CE No.Address
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKAAK81626/F, 27/F, 28/F & 30/F, TWO PACIFIC PLACE, 88 QUEENSWAY, ADMIRALTY, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 14 Mar 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 14 Mar 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (2)

2022-03-14 – present Current
RA 1 RA 4 RA 6
2020-09-25 – 2022-03-13
RA 1 RA 4 RA 6