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HAO, KATE

郝楠楠
HKMA AI3454HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

HAO, KATE（HKMA 註冊編號 AI3454）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 UNITED OVERSEAS BANK LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
UNITED OVERSEAS BANK LIMITEDRA 1 Type 1: dealing in securities是EXECUTIVE DIRECTOR2022-06-07
UNITED OVERSEAS BANK LIMITEDRA 4 Type 4: advising on securities是EXECUTIVE DIRECTOR2022-06-07
UNITED OVERSEAS BANK LIMITEDRA 6 Type 6: advising on corporate finance是EXECUTIVE DIRECTOR2024-12-05

業務地址 Business Address

註冊機構SFC CE 編號地址
UNITED OVERSEAS BANK LIMITEDAAK84028/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution UNITED OVERSEAS BANK LIMITED Effective Date 05 Dec 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution UNITED OVERSEAS BANK LIMITED Effective Date 05 Dec 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

註冊紀錄 Registration History (5)

2024-12-05 – 現時 現職
UNITED OVERSEAS BANK LIMITED 主管人員 (EO)
RA 6
2023-08-29 – 現時 現職
UNITED OVERSEAS BANK LIMITED 主管人員 (EO)
RA 1 RA 4
2022-06-07 – 2023-08-28
UNITED OVERSEAS BANK LTD.
RA 1 RA 4
2020-11-04 – 2021-09-27
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. 主管人員 (EO)
RA 1 RA 4
2019-12-03 – 2020-11-03
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AI3454