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HAO, KATE

郝楠楠
HKMA AI3454HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

HAO, KATE (HKMA registration number AI3454) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UNITED OVERSEAS BANK LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UNITED OVERSEAS BANK LIMITEDRA 1 Type 1: dealing in securitiesYesEXECUTIVE DIRECTOR2022-06-07
UNITED OVERSEAS BANK LIMITEDRA 4 Type 4: advising on securitiesYesEXECUTIVE DIRECTOR2022-06-07
UNITED OVERSEAS BANK LIMITEDRA 6 Type 6: advising on corporate financeYesEXECUTIVE DIRECTOR2024-12-05

Business Address

Registered InstitutionSFC CE No.Address
UNITED OVERSEAS BANK LIMITEDAAK84028/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution UNITED OVERSEAS BANK LIMITED Effective Date 05 Dec 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution UNITED OVERSEAS BANK LIMITED Effective Date 05 Dec 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

Registration History (5)

2024-12-05 – present Current
UNITED OVERSEAS BANK LIMITED Executive Officer
RA 6
2023-08-29 – present Current
UNITED OVERSEAS BANK LIMITED Executive Officer
RA 1 RA 4
2022-06-07 – 2023-08-28
UNITED OVERSEAS BANK LTD.
RA 1 RA 4
2020-11-04 – 2021-09-27
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. Executive Officer
RA 1 RA 4
2019-12-03 – 2020-11-03
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI3454