BAGGOTT, IAN
HKMA AI2371HKMA 有關人士現時已註冊主管人員 (EO)
BAGGOTT, IAN（HKMA 註冊編號 AI2371）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 COÖPERATIEVE RABOBANK U.A. 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| COÖPERATIEVE RABOBANK U.A. | RA 1 Type 1: dealing in securities | 是 | GENERAL MANAGER, GREATER CHINA AND HEAD OF MARKETS, ASIA | 2019-08-02 |
| COÖPERATIEVE RABOBANK U.A. | RA 6 Type 6: advising on corporate finance | 是 | GENERAL MANAGER, GREATER CHINA AND HEAD OF MARKETS, ASIA | 2019-08-02 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution COÖPERATIEVE RABOBANK U.A. Effective Date 19 Feb 2021 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution COÖPERATIEVE RABOBANK U.A. Effective Date 19 Feb 2021 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of COÖPERATIEVE RABOBANK U.A. not subject to a similar condition.
註冊紀錄 Registration History (2)
2021-02-19 – 現時 現職
RA 1 RA 6
2019-08-02 – 2021-02-18
RA 1 RA 6