BAGGOTT, IAN

HKMA AI2371HKMA Relevant IndividualCurrently registeredExecutive Officer

BAGGOTT, IAN (HKMA registration number AI2371) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at COÖPERATIEVE RABOBANK U.A.. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
COÖPERATIEVE RABOBANK U.A.	RA 1 Type 1: dealing in securities	Yes	GENERAL MANAGER, GREATER CHINA AND HEAD OF MARKETS, ASIA	2019-08-02
COÖPERATIEVE RABOBANK U.A.	RA 6 Type 6: advising on corporate finance	Yes	GENERAL MANAGER, GREATER CHINA AND HEAD OF MARKETS, ASIA	2019-08-02

Business Address

Registered Institution	SFC CE No.	Address
COÖPERATIEVE RABOBANK U.A.	ADB883	13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution COÖPERATIEVE RABOBANK U.A. Effective Date 19 Feb 2021 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution COÖPERATIEVE RABOBANK U.A. Effective Date 19 Feb 2021 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of COÖPERATIEVE RABOBANK U.A. not subject to a similar condition.

Registration History (2)

2021-02-19 – present Current

COÖPERATIEVE RABOBANK U.A. Executive Officer

RA 1 RA 6

2019-08-02 – 2021-02-18

COÖPERATIEVE RABOBANK U.A.

RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI2371