XUE, YUAN
薛元
HKMA AI1187HKMA 有關人士現時已註冊主管人員 (EO)
XUE, YUAN（HKMA 註冊編號 AI1187）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 INDUSTRIAL BANK CO., LTD. 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| INDUSTRIAL BANK CO., LTD. | RA 4 Type 4: advising on securities | 否 | HEAD OF INVESTMENT TEAM AND PRODUCT TEAM, ASSET MANAGEMENT DEPARTMENT | 2019-03-26 |
| INDUSTRIAL BANK CO., LTD. | RA 9 Type 9: asset management | 是 | HEAD OF INVESTMENT TEAM AND PRODUCT TEAM, ASSET MANAGEMENT DEPARTMENT | 2023-12-19 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution INDUSTRIAL BANK CO., LTD. Effective Date 19 Dec 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
註冊紀錄 Registration History (3)
2019-03-26 – 2026-01-02
RA 1