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XUE, YUAN

薛元
HKMA AI1187HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

XUE, YUAN (HKMA registration number AI1187) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL BANK CO., LTD.. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
INDUSTRIAL BANK CO., LTD.RA 4 Type 4: advising on securitiesNoHEAD OF INVESTMENT TEAM AND PRODUCT TEAM, ASSET MANAGEMENT DEPARTMENT2019-03-26
INDUSTRIAL BANK CO., LTD.RA 9 Type 9: asset managementYesHEAD OF INVESTMENT TEAM AND PRODUCT TEAM, ASSET MANAGEMENT DEPARTMENT2023-12-19

Business Address

Registered InstitutionSFC CE No.Address
INDUSTRIAL BANK CO., LTD.ALZ90110-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution INDUSTRIAL BANK CO., LTD. Effective Date 19 Dec 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.

Registration History (3)

2023-12-19 – present Current
INDUSTRIAL BANK CO., LTD. Executive Officer
RA 9
2019-03-26 – present Current
INDUSTRIAL BANK CO., LTD.
RA 4
2019-03-26 – 2026-01-02
INDUSTRIAL BANK CO., LTD.
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI1187