FOURNIER, GREGORY JOHN KENNEDY

HKMA AG9695HKMA 有關人士現時已註冊主管人員 (EO)

FOURNIER, GREGORY JOHN KENNEDY（HKMA 註冊編號 AG9695）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CANADIAN IMPERIAL BANK OF COMMERCE 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
CANADIAN IMPERIAL BANK OF COMMERCE	RA 1 Type 1: dealing in securities	是	MANAGING DIRECTOR & HEAD, INVESTMENT BANKING, ASIA PACIFIC REGION	2015-11-10
CANADIAN IMPERIAL BANK OF COMMERCE	RA 4 Type 4: advising on securities	是	MANAGING DIRECTOR & HEAD, INVESTMENT BANKING, ASIA PACIFIC REGION	2015-11-10

業務地址 Business Address

註冊機構	SFC CE 編號	地址
CANADIAN IMPERIAL BANK OF COMMERCE	AAA865	SUITE 3602, 36/F., CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution CANADIAN IMPERIAL BANK OF COMMERCE Effective Date 05 Aug 2024 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of CANADIAN IMPERIAL BANK OF COMMERCE not subject to a similar condition.

註冊紀錄 Registration History (2)

2019-06-17 – 現時現職

CANADIAN IMPERIAL BANK OF COMMERCE 主管人員 (EO)

RA 1 RA 4

2015-11-10 – 2019-06-16

CANADIAN IMPERIAL BANK OF COMMERCE

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG9695