FOURNIER, GREGORY JOHN KENNEDY

HKMA AG9695HKMA Relevant IndividualCurrently registeredExecutive Officer

FOURNIER, GREGORY JOHN KENNEDY (HKMA registration number AG9695) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CANADIAN IMPERIAL BANK OF COMMERCE. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
CANADIAN IMPERIAL BANK OF COMMERCE	RA 1 Type 1: dealing in securities	Yes	MANAGING DIRECTOR & HEAD, INVESTMENT BANKING, ASIA PACIFIC REGION	2015-11-10
CANADIAN IMPERIAL BANK OF COMMERCE	RA 4 Type 4: advising on securities	Yes	MANAGING DIRECTOR & HEAD, INVESTMENT BANKING, ASIA PACIFIC REGION	2015-11-10

Business Address

Registered Institution	SFC CE No.	Address
CANADIAN IMPERIAL BANK OF COMMERCE	AAA865	SUITE 3602, 36/F., CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution CANADIAN IMPERIAL BANK OF COMMERCE Effective Date 05 Aug 2024 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of CANADIAN IMPERIAL BANK OF COMMERCE not subject to a similar condition.

Registration History (2)

2019-06-17 – present Current

CANADIAN IMPERIAL BANK OF COMMERCE Executive Officer

RA 1 RA 4

2015-11-10 – 2019-06-16

CANADIAN IMPERIAL BANK OF COMMERCE

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG9695