SARMENTA, MARK GO

吳硯

HKMA AG8441HKMA 有關人士現時已註冊主管人員 (EO)

SARMENTA, MARK GO（HKMA 註冊編號 AG8441）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BPI WEALTH HONG KONG LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
BPI WEALTH HONG KONG LIMITED	RA 1 Type 1: dealing in securities	是	HEAD OF PRODUCT MANAGEMENT	2021-11-24
BPI WEALTH HONG KONG LIMITED	RA 4 Type 4: advising on securities	是	HEAD OF PRODUCT MANAGEMENT	2021-11-24
BPI WEALTH HONG KONG LIMITED	RA 9 Type 9: asset management	是	HEAD OF PRODUCT MANAGEMENT	2021-11-24

業務地址 Business Address

註冊機構	SFC CE 編號	地址
BPI WEALTH HONG KONG LIMITED	AAJ382	5/F, LHT TOWER, 31 QUEEN'S ROAD CENTRAL, HONG KONG

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution BPI WEALTH HONG KONG LIMITED Effective Date 15 Apr 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

註冊紀錄 Registration History (3)

2025-04-15 – 現時現職

BPI WEALTH HONG KONG LIMITED 主管人員 (EO)

RA 1 RA 4 RA 9

2021-11-24 – 2025-04-14

BPI WEALTH HONG KONG LIMITED

RA 1 RA 4 RA 9

2015-08-05 – 2018-07-31

BPI INTERNATIONAL FINANCE LIMITED

RA 1 RA 4 RA 9

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG8441