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SARMENTA, MARK GO

吳硯
HKMA AG8441HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

SARMENTA, MARK GO (HKMA registration number AG8441) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BPI WEALTH HONG KONG LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BPI WEALTH HONG KONG LIMITEDRA 1 Type 1: dealing in securitiesYesHEAD OF PRODUCT MANAGEMENT2021-11-24
BPI WEALTH HONG KONG LIMITEDRA 4 Type 4: advising on securitiesYesHEAD OF PRODUCT MANAGEMENT2021-11-24
BPI WEALTH HONG KONG LIMITEDRA 9 Type 9: asset managementYesHEAD OF PRODUCT MANAGEMENT2021-11-24

Business Address

Registered InstitutionSFC CE No.Address
BPI WEALTH HONG KONG LIMITEDAAJ3825/F, LHT TOWER, 31 QUEEN'S ROAD CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution BPI WEALTH HONG KONG LIMITED Effective Date 15 Apr 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (3)

2025-04-15 – present Current
BPI WEALTH HONG KONG LIMITED Executive Officer
RA 1 RA 4 RA 9
2021-11-24 – 2025-04-14
BPI WEALTH HONG KONG LIMITED
RA 1 RA 4 RA 9
2015-08-05 – 2018-07-31
BPI INTERNATIONAL FINANCE LIMITED
RA 1 RA 4 RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG8441