FORCIOLI, MATHIEU JEAN

HKMA AG6829HKMA 有關人士現時已註冊主管人員 (EO)

FORCIOLI, MATHIEU JEAN（HKMA 註冊編號 AG6829）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 1 Type 1: dealing in securities	否	GLOBAL AND ASIA PACIFIC REGIONAL HEAD OF ALTERNATIVES	2022-09-01
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 4 Type 4: advising on securities	否	GLOBAL AND ASIA PACIFIC REGIONAL HEAD OF ALTERNATIVES	2022-09-01
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 9 Type 9: asset management	是	GLOBAL AND ASIA PACIFIC REGIONAL HEAD OF ALTERNATIVES	2022-09-01

業務地址 Business Address

註冊機構	SFC CE 編號	地址
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	AAA523	1 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 17 Nov 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.

註冊紀錄 Registration History (5)

2022-11-17 – 現時現職

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) 主管人員 (EO)

RA 9

2022-09-01 – 現時現職

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

RA 1 RA 4

2022-09-01 – 2022-11-16

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

RA 9

2015-03-13 – 2017-05-25

UBS AG

RA 1 RA 4 RA 6

2011-10-18 – 2015-03-12

UBS AG

RA 1 RA 4 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG6829