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FORCIOLI, MATHIEU JEAN

HKMA AG6829HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

FORCIOLI, MATHIEU JEAN (HKMA registration number AG6829) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesNoGLOBAL AND ASIA PACIFIC REGIONAL HEAD OF ALTERNATIVES2022-09-01
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesNoGLOBAL AND ASIA PACIFIC REGIONAL HEAD OF ALTERNATIVES2022-09-01
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 9 Type 9: asset managementYesGLOBAL AND ASIA PACIFIC REGIONAL HEAD OF ALTERNATIVES2022-09-01

Business Address

Registered InstitutionSFC CE No.Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 17 Nov 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.

Registration History (5)

2022-11-17 – present Current
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Executive Officer
RA 9
2022-09-01 – present Current
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 4
2022-09-01 – 2022-11-16
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 9
2015-03-13 – 2017-05-25
UBS AG
RA 1 RA 4 RA 6
2011-10-18 – 2015-03-12
UBS AG
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG6829