KNOEPFEL, MARIO REMO
HKMA AG4698HKMA 有關人士現時已註冊主管人員 (EO)
KNOEPFEL, MARIO REMO（HKMA 註冊編號 AG4698）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 UBS AG 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| UBS AG | RA 1 Type 1: dealing in securities | 是 | SENIOR MANAGER PRODUCTS | 2014-09-06 |
| UBS AG | RA 4 Type 4: advising on securities | 是 | SENIOR MANAGER PRODUCTS | 2014-10-07 |
| UBS AG | RA 9 Type 9: asset management | 是 | SENIOR MANAGER PRODUCTS | 2021-06-03 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| UBS AG | AEP554 | 52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution UBS AG Effective Date 13 Oct 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
註冊紀錄 Registration History (4)
2025-10-13 – 現時 現職
RA 1 RA 4 RA 9
2021-06-03 – 2025-10-12
RA 9
2014-10-07 – 2025-10-12
RA 4
2014-09-06 – 2025-10-12
RA 1