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KNOEPFEL, MARIO REMO

HKMA AG4698HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

KNOEPFEL, MARIO REMO (HKMA registration number AG4698) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UBS AGRA 1 Type 1: dealing in securitiesYesSENIOR MANAGER PRODUCTS2014-09-06
UBS AGRA 4 Type 4: advising on securitiesYesSENIOR MANAGER PRODUCTS2014-10-07
UBS AGRA 9 Type 9: asset managementYesSENIOR MANAGER PRODUCTS2021-06-03

Business Address

Registered InstitutionSFC CE No.Address
UBS AGAEP55452/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution UBS AG Effective Date 13 Oct 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (4)

2025-10-13 – present Current
UBS AG Executive Officer
RA 1 RA 4 RA 9
2021-06-03 – 2025-10-12
UBS AG
RA 9
2014-10-07 – 2025-10-12
UBS AG
RA 4
2014-09-06 – 2025-10-12
UBS AG
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG4698