LIANG, LEI

梁磊

HKMA AG3688HKMA 有關人士現時已註冊主管人員 (EO)

LIANG, LEI（HKMA 註冊編號 AG3688）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CHINA MERCHANTS BANK CO., LTD. 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (5)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
CHINA MERCHANTS BANK CO., LTD.	RA 1 Type 1: dealing in securities	是	ALTERNATE GENERAL MANAGER, HEAD OF TREASURY DEPARTMENT	2014-06-11
CHINA MERCHANTS BANK CO., LTD.	RA 4 Type 4: advising on securities	是	ALTERNATE GENERAL MANAGER, HEAD OF TREASURY DEPARTMENT	2014-06-11
CHINA MERCHANTS BANK CO., LTD.	RA 9 Type 9: asset management	是	GENERAL MANAGER, HEAD OF TREASURY DEPARTMENT	2019-03-20
CMB WING LUNG BANK LIMITED	RA 1 Type 1: dealing in securities	是	HEAD OF GLOBAL FINANCIAL MARKETS DEPARTMENT	2024-08-29
CMB WING LUNG BANK LIMITED	RA 4 Type 4: advising on securities	是	HEAD OF GLOBAL FINANCIAL MARKETS DEPARTMENT	2024-08-29

業務地址 Business Address

註冊機構	SFC CE 編號	地址
CHINA MERCHANTS BANK CO., LTD.	AHN815	27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
CMB WING LUNG BANK LIMITED	AAF294	43-49 DES VOEUX ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution CHINA MERCHANTS BANK CO., LTD. Effective Date 20 Mar 2019 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

註冊紀錄 Registration History (4)

2024-08-29 – 現時現職

CMB WING LUNG BANK LIMITED 主管人員 (EO)

RA 1 RA 4

2019-03-20 – 現時現職

CHINA MERCHANTS BANK CO., LTD. 主管人員 (EO)

RA 9

2016-01-22 – 現時現職

CHINA MERCHANTS BANK CO., LTD. 主管人員 (EO)

RA 1 RA 4

2014-06-11 – 2016-01-21

CHINA MERCHANTS BANK CO., LTD.

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG3688