LIANG, LEI (HKMA registration number AG3688) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA MERCHANTS BANK CO., LTD.. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CHINA MERCHANTS BANK CO., LTD. | RA 1 Type 1: dealing in securities | Yes | ALTERNATE GENERAL MANAGER, HEAD OF TREASURY DEPARTMENT | 2014-06-11 |
| CHINA MERCHANTS BANK CO., LTD. | RA 4 Type 4: advising on securities | Yes | ALTERNATE GENERAL MANAGER, HEAD OF TREASURY DEPARTMENT | 2014-06-11 |
| CHINA MERCHANTS BANK CO., LTD. | RA 9 Type 9: asset management | Yes | GENERAL MANAGER, HEAD OF TREASURY DEPARTMENT | 2019-03-20 |
| CMB WING LUNG BANK LIMITED | RA 1 Type 1: dealing in securities | Yes | HEAD OF GLOBAL FINANCIAL MARKETS DEPARTMENT | 2024-08-29 |
| CMB WING LUNG BANK LIMITED | RA 4 Type 4: advising on securities | Yes | HEAD OF GLOBAL FINANCIAL MARKETS DEPARTMENT | 2024-08-29 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CHINA MERCHANTS BANK CO., LTD. | AHN815 | 27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG. |
| CMB WING LUNG BANK LIMITED | AAF294 | 43-49 DES VOEUX ROAD CENTRAL, HONG KONG. |