KLAUS, KARL-HEINZ

HKMA AF2379HKMA 有關人士現時已註冊主管人員 (EO)

KLAUS, KARL-HEINZ（HKMA 註冊編號 AF2379）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 LGT BANK AG 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (4)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
LGT BANK AG	RA 1 Type 1: dealing in securities	是	HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC	2007-02-02
LGT BANK AG	RA 2 Type 2: dealing in futures contracts	是	HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC	2016-08-19
LGT BANK AG	RA 4 Type 4: advising on securities	是	HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC	2007-02-02
LGT BANK AG	RA 5 Type 5: advising on futures contracts	是	HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC	2016-08-19

註冊機構	SFC CE 編號	地址
LGT BANK AG	AWF529	SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.

2026-01-15 – 現時現職

LGT BANK AG 主管人員 (EO)

RA 2 RA 5

2017-11-28 – 現時現職

LGT BANK AG 主管人員 (EO)

RA 1 RA 4

2016-08-19 – 2026-01-14

RA 2 RA 5

2011-08-10 – 2017-11-27

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AF2379