KLAUS, KARL-HEINZ (HKMA registration number AF2379) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at LGT BANK AG. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| LGT BANK AG | RA 1 Type 1: dealing in securities | Yes | HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC | 2007-02-02 |
| LGT BANK AG | RA 2 Type 2: dealing in futures contracts | Yes | HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC | 2016-08-19 |
| LGT BANK AG | RA 4 Type 4: advising on securities | Yes | HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC | 2007-02-02 |
| LGT BANK AG | RA 5 Type 5: advising on futures contracts | Yes | HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC | 2016-08-19 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| LGT BANK AG | AWF529 | SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG. |