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LEE Hau Yan

李巧欣
CE BXV802Licensed IndividualSFO licence active
Official SFC record

LEE Hau Yan (CE number BXV802) is an individual licensed by the Hong Kong SFC. First licensed on 2026-05-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCarlyon Asset Management Limited
格理昂資產管理有限公司
RepresentativeCarlyon Securities Limited
格理昂證券有限公司

Licence Record (2)

2026-05-27 – present Current
Carlyon Securities Limited Rep
RA 1
2026-05-27 – present Current
Carlyon Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BXV802