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GUO Yu

郭瑜
CE BWU728Licensed IndividualSFO licence active
Official SFC record

GUO Yu (CE number BWU728) is an individual licensed by the Hong Kong SFC. First licensed on 2025-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司

Licence Record (2)

2025-12-18 – present Current
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 5 RA 9
2025-09-15 – 2025-10-31
Quam Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWU728