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POON Kar Kin

潘嘉健
CE BWR135Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

POON Kar Kin (CE number BWR135) is an individual licensed by the Hong Kong SFC. First licensed on 2025-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWRise Wealth Management (Hong Kong) Limited
昇世資產管理有限公司
RepresentativeWRise Wealth Management (Hong Kong) Limited
昇世資產管理有限公司

Licence Record (2)

2025-11-11 – present Current
WRise Wealth Management (Hong Kong) Limited Rep
RA 1
2025-11-11 – present Current
WRise Wealth Management (Hong Kong) Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWR135