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HONG Shang

洪尚
CE BWK801Licensed IndividualSFO licence active
Official SFC record

HONG Shang (CE number BWK801) is an individual licensed by the Hong Kong SFC. First licensed on 2025-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
RepresentativeChina Industrial Securities International Capital Limited
興證國際融資有限公司

Licence Record (2)

2026-02-04 – 2026-06-30
BOCOM International Securities Limited Rep
RA 1 RA 4
2025-06-18 – 2025-10-03
Value Star Asset Management (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWK801