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DU Hanzhi

杜晗之
CE BWF976Licensed IndividualSFO licence active
Official SFC record

DU Hanzhi (CE number BWF976) is an individual licensed by the Hong Kong SFC. First licensed on 2025-05-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYellow River Securities Limited
黃河證券有限公司

Licence Record (2)

2026-02-06 – present Current
Yellow River Securities Limited Rep
RA 1
2025-05-12 – 2025-12-31
Grande Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWF976