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LUO Xiaoyan

羅小燕
CE BVW722Licensed IndividualSFO licence active
Official SFC record

LUO Xiaoyan (CE number BVW722) is an individual licensed by the Hong Kong SFC. First licensed on 2025-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCHG ASSET MANAGEMENT LIMITED
中泓資產管理有限公司
RepresentativeCHG INVESTMENT CONSULTANT LIMITED
中泓投資顧問有限公司
RepresentativeCHG SECURITIES LIMITED
中泓證券有限公司

Licence Record (3)

2025-12-15 – present Current
Po Lee Securities Limited Rep
RA 1
2025-12-15 – present Current
Po Lee Investment Consultant Limited Rep
RA 4
2025-12-15 – present Current
Po Lee Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVW722