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CHEN Zhaozheng

陳兆崢
CE BVP932Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Zhaozheng (CE number BVP932) is an individual licensed by the Hong Kong SFC. First licensed on 2025-01-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAurumx Capital (HK) Limited

Licence Record (4)

2026-09-25 – present Current
Aurumx Capital (HK) Limited RO
RA 4 RA 9
2026-08-31 – 2026-09-25
Aurumx Capital (HK) Limited Rep
RA 4 RA 9
2025-05-13 – 2026-01-26
DaoKou Asset Management Limited RO
RA 4 RA 9
2025-01-28 – 2026-01-26
DaoKou Securities Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVP932