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CORDIER Clement Bertrand Michel

CE BVK156Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

CORDIER Clement Bertrand Michel (CE number BVK156) is an individual licensed by the Hong Kong SFC. First licensed on 2024-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerHSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Responsible OfficerHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Executive OfficerHongkong and Shanghai Banking Corporation Limited, The
香港上海滙豐銀行有限公司

Licence Record (4)

2024-12-02 – present Current
HSBC Securities Brokers (Asia) Limited RO
RA 1
2024-12-02 – present Current
HSBC Broking Futures (Hong Kong) Limited RO
RA 2
2024-11-26 – 2024-12-02
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2024-11-26 – 2024-12-02
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVK156