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HAO Jie

郝洁
CE BVJ862Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HAO Jie (CE number BVJ862) is an individual licensed by the Hong Kong SFC. First licensed on 2025-01-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDongxing Securities (Hong Kong) Asset Management Company Limited
東興證券(香港)資產管理有限公司
Responsible OfficerDongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司

Licence Record (4)

2025-02-07 – present Current
Dongxing Securities (Hong Kong) Company Limited RO
RA 1 RA 4 RA 6
2025-02-07 – present Current
Dongxing Securities (Hong Kong) Asset Management Company Limited RO
RA 4 RA 9
2025-01-08 – 2025-02-07
Dongxing Securities (Hong Kong) Company Limited Rep
RA 1 RA 4
2025-01-08 – 2025-02-07
Dongxing Securities (Hong Kong) Asset Management Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVJ862