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GUO Xiangjun

郭向军
CE BVE647Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUO Xiangjun (CE number BVE647) is an individual licensed by the Hong Kong SFC. First licensed on 2024-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 4 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerICBC International Capital Limited
工銀國際融資有限公司
Responsible OfficerICBC International Fund Management Limited
工銀國際基金管理有限公司
Responsible OfficerICBC International Futures Limited
工銀國際期貨有限公司
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司

Licence Record (4)

2024-09-23 – present Current
ICBC International Capital Limited RO
RA 1 RA 4 RA 6
2024-09-23 – present Current
ICBC International Fund Management Limited RO
RA 1 RA 4 RA 9
2024-09-23 – present Current
ICBC International Securities Limited RO
RA 1 RA 4
2024-09-23 – present Current
ICBC International Futures Limited RO
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVE647