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KWOK Shan Shan

郭珊杉
CE BVA582Licensed IndividualSFO licence active
Official SFC record

KWOK Shan Shan (CE number BVA582) is an individual licensed by the Hong Kong SFC. First licensed on 2024-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFINE SECURITIES LIMITED

Licence Record (2)

2025-12-23 – present Current
FINE SECURITIES LIMITED Rep
RA 1 RA 4 RA 9
2024-06-28 – 2025-09-12
Emperor Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVA582