Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHANG Jian

张剑
CE BUX212Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Jian (CE number BUX212) is an individual licensed by the Hong Kong SFC. First licensed on 2024-07-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Post & Capital Global Asset Management Limited
中郵創業國際資產管理有限公司

Licence Record (2)

2024-07-09 – present Current
China Post & Capital Global Asset Management Limited RO
RA 1 RA 4 RA 9
2024-07-02 – 2024-07-09
China Post & Capital Global Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUX212