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DAI Xiaowen

戴小文
CE BUV612Licensed IndividualSFO licence active
Official SFC record

DAI Xiaowen (CE number BUV612) is an individual licensed by the Hong Kong SFC. First licensed on 2024-05-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWellington Management Hong Kong Limited
威靈頓管理香港有限公司

Licence Record (1)

2024-05-17 – present Current
Wellington Management Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUV612