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WAN Tin Yam

尹天任
CE BUV379Licensed IndividualSFO licence active
Official SFC record

WAN Tin Yam (CE number BUV379) is an individual licensed by the Hong Kong SFC. First licensed on 2024-04-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWinner Zone Asset Management Limited
鴻鵠資產管理有限公司

Licence Record (1)

2024-04-11 – present Current
Winner Zone Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUV379