Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YE Tian

葉田
CE BUS869Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YE Tian (CE number BUS869) is an individual licensed by the Hong Kong SFC. First licensed on 2024-03-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCEB International Capital Corporation Limited
光銀國際資本有限公司

Licence Record (2)

2024-06-24 – present Current
CEB International Capital Corporation Limited RO
RA 1 RA 4 RA 6
2024-03-12 – 2024-06-24
CEB International Capital Corporation Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUS869