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LAU Cho Ki

劉楚琪
CE BUS721Licensed IndividualSFO licence active
Official SFC record

LAU Cho Ki (CE number BUS721) is an individual licensed by the Hong Kong SFC. First licensed on 2024-03-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFirst Shanghai Futures Limited
第一上海期貨有限公司
RepresentativeFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (2)

2024-03-25 – present Current
First Shanghai Securities Limited Rep
RA 1
2024-03-25 – present Current
First Shanghai Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUS721