Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

XU Haitong

徐海通
CE BUQ414Licensed IndividualSFO licence active
Official SFC record

XU Haitong (CE number BUQ414) is an individual licensed by the Hong Kong SFC. First licensed on 2024-04-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHong Kong International Capital Management Limited
香港國際資本管理有限公司

Licence Record (2)

2024-04-09 – present Current
Hong Kong International Capital Management Limited Rep
RA 4 RA 9
2024-04-09 – 2024-10-04
GigaMoney Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUQ414