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LAU Yu Wai

劉羽葳
CE BUQ079Licensed IndividualSFO licence active
Official SFC record

LAU Yu Wai (CE number BUQ079) is an individual licensed by the Hong Kong SFC. First licensed on 2024-02-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEmperor Securities Limited
英皇證券有限公司

Licence Record (2)

2024-02-26 – present Current
Emperor Securities Limited Rep
RA 1 RA 4
2024-02-26 – 2026-05-04
Emperor Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUQ079