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SUN Yang

CE BUO444Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUN Yang (CE number BUO444) is an individual licensed by the Hong Kong SFC. First licensed on 2024-02-08. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerComputershare Hong Kong Investor Services Limited
香港中央證券登記有限公司

Licence Record (2)

2024-08-26 – present Current
Computershare Hong Kong Investor Services Limited RO
RA 1
2024-02-08 – 2024-08-26
Computershare Hong Kong Investor Services Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUO444