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WEI Wei

魏威
CE BUO221Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WEI Wei (CE number BUO221) is an individual licensed by the Hong Kong SFC. First licensed on 2024-06-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerChina Industrial Securities International Asset Management Limited
興證國際資產管理有限公司
Responsible OfficerChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
Responsible OfficerChina Industrial Securities International Futures Limited
興證國際期貨有限公司

Licence Record (3)

2024-06-11 – present Current
China Industrial Securities International Brokerage Limited RO
RA 1 RA 4
2024-06-11 – present Current
China Industrial Securities International Futures Limited RO
RA 2
2024-06-11 – present Current
China Industrial Securities International Asset Management Limited RO
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUO221