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SO Tsz Him

蘇子謙
CE BUL824Licensed IndividualSFO licence active
Official SFC record

SO Tsz Him (CE number BUL824) is an individual licensed by the Hong Kong SFC. First licensed on 2024-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeApollo Capital Management Limited
皓衹資本管理有限公司

Licence Record (3)

2026-06-03 – present Current
Apollo Capital Management Limited Rep
RA 1 RA 4 RA 9
2024-09-23 – 2026-05-22
Novel Wealth Management Limited RO
RA 1 RA 4 RA 9
2024-02-01 – 2024-09-23
Novel Wealth Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUL824