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MOK Siu Miu

莫小苗
CE BUK468Licensed IndividualSFO licence active
Official SFC record

MOK Siu Miu (CE number BUK468) is an individual licensed by the Hong Kong SFC. First licensed on 2023-12-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePeakhouse Asset Management Limited
睿峰資產管理有限公司

Licence Record (1)

2023-12-19 – present Current
Peakhouse Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUK468