Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

RUAN Li

阮靂
CE BUJ126Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

RUAN Li (CE number BUJ126) is an individual licensed by the Hong Kong SFC. First licensed on 2024-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCaitong International Asset Management Co., Limited
財通國際資產管理有限公司
Responsible OfficerCaitong International Capital Co., Limited
財通國際融資有限公司
Responsible OfficerCaitong International Securities Co., Limited
財通國際證券有限公司

Licence Record (3)

2024-05-29 – present Current
Caitong International Asset Management Co., Limited RO
RA 1
2024-05-29 – present Current
Caitong International Capital Co., Limited RO
RA 1
2024-02-01 – present Current
Caitong International Securities Co., Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUJ126