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YUE Sen

岳森
CE BUD231Licensed IndividualSFO licence active
Official SFC record

YUE Sen (CE number BUD231) is an individual licensed by the Hong Kong SFC. First licensed on 2023-09-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHaitong International Capital Limited
海通國際資本有限公司
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (2)

2023-09-25 – present Current
Haitong International Securities Company Limited Rep
RA 1 RA 4
2023-09-25 – present Current
Haitong International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUD231