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SOU Sam U

蘇心瑜
CE BUD112Licensed IndividualSFO licence active
Official SFC record

SOU Sam U (CE number BUD112) is an individual licensed by the Hong Kong SFC. First licensed on 2023-12-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Chengtong (Hong Kong) Asset Management Company Limited
中國誠通(香港)資產管理有限公司

Licence Record (1)

2023-12-04 – present Current
China Chengtong (Hong Kong) Asset Management Company Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUD112