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SUN Yan

孫琰
CE BUA700Licensed IndividualSFO licence active
Official SFC record

SUN Yan (CE number BUA700) is an individual licensed by the Hong Kong SFC. First licensed on 2023-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWolf Vest Capital Management Limited
沃富資本管理有限公司

Licence Record (3)

2026-06-24 – present Current
Wolf Vest Capital Management Limited Rep
RA 4 RA 9
2024-06-04 – 2025-06-06
CITIC Securities Futures (HK) Limited Rep
RA 2
2023-08-17 – 2025-06-06
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUA700