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GUO Buchao

郭步超
CE BUA170Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUO Buchao (CE number BUA170) is an individual licensed by the Hong Kong SFC. First licensed on 2023-09-22. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (2)

2023-11-15 – present Current
China International Capital Corporation Hong Kong Securities Limited RO
RA 1
2023-09-22 – 2023-11-15
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUA170