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PRIPP Frederic Anders David

CE BUA138Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PRIPP Frederic Anders David (CE number BUA138) is an individual licensed by the Hong Kong SFC. First licensed on 2023-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Responsible OfficerGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
RepresentativeGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司

Licence Record (4)

2024-06-11 – present Current
Goldman Sachs (Asia) L.L.C. RO
RA 1
2024-06-11 – present Current
Goldman Sachs (Asia) Securities Limited RO
RA 1 RA 7
2023-08-07 – present Current
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2
2023-08-07 – 2024-06-11
Goldman Sachs (Asia) L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUA138