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KWOK Ka Wai

郭嘉偉
CE BTZ204Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Ka Wai (CE number BTZ204) is an individual licensed by the Hong Kong SFC. First licensed on 2023-08-28. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDL SECURITIES (HK) LIMITED
德林證券(香港)有限公司

Licence Record (2)

2026-05-08 – present Current
DL SECURITIES (HK) LIMITED RO
RA 1
2023-08-28 – 2026-05-08
DL SECURITIES (HK) LIMITED Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTZ204