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LIAO Xinlu

廖欣璐
CE BTY387Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIAO Xinlu (CE number BTY387) is an individual licensed by the Hong Kong SFC. First licensed on 2023-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCF Asset Management Limited
長复資產管理有限公司
Responsible OfficerCF Securities Limited
長复證券有限公司

Licence Record (4)

2023-09-14 – present Current
CF Securities Limited RO
RA 1
2023-09-14 – present Current
CF Asset Management Limited RO
RA 4 RA 9
2023-09-07 – 2023-09-14
CF Securities Limited Rep
RA 1
2023-09-07 – 2023-09-14
CF Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTY387