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LAI Wendy Shi Lin

CE BTX476Licensed IndividualSFO licence active
Official SFC record

LAI Wendy Shi Lin (CE number BTX476) is an individual licensed by the Hong Kong SFC. First licensed on 2023-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeColler Capital (Hong Kong) Limited

Licence Record (1)

2023-08-03 – present Current
Coller Capital (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTX476